Rulings
SAT: Upholds SEBI-orders barring Co.’s Chairman, MD for orchestrating fraud by siphoning FCCB-proceeds
SAT: Reduces SEBI’s Rs. 13 Cr. penalty on Koffee Break promoters, considering “financial constraints” plea
SAT: Quashes SEBI’s Rs. 4-cr. penalty on Deccan Chronicle for alleged misrepresentation of financials
SEBI: Lifts ban against 14 entities in Lux Industries insider-trading case
SEBI: Cancels stock broker’s registration for dealing in paired contracts, disqualification under IA Regulations
SEBI: “Fit and proper person” requirement, not “one-time condition”; Suspends stock broker’s registration
SEBI: Suspends Research-Analyst’s license for failing to maintain arm’s length relationship in other activities
SEBI: Modifying interim order, bars entities for manipulating Co.’s share-price via misleading YouTube-videos
SAT: Quashes NSE-penalty on Trading Member, given sufficient evidence demonstrating loan from clients
SEBI: Confirms market ban on certain entities for misleading investors via YouTube videos