Rulings
SEBI: SEBI bars Biyani brothers from market for insider trading; Invokes “principle of association”
SEBI: Trading member cannot receive income from Advisory clients for execution services
SEBI: Directs Company, MD to refund money unlawfully collected from debenture holders
SEBI: Bars CNBC Awaaz show host from market, for fraudulent trading
SEBI: Clarifies on correct NAV applicable for MFs’ Transferor and Transferee schemes
SAT: Substitutes SEBI penalty on SBI, LIC, BoB in UTI Mutual Fund matter, with ‘warning’
SEBI: Can adjudicate fraud allegations against IL&FS Securities; Enforcement subject to NCLT/NCLAT orders
SEBI: Angel fund to maintain minimum corpus of Rs. 5 Cr. at fund-level only
SAT: Dismisses Stock Broker’s appeal challenging NSE's order on non-genuine trades, upholds penalty
SEBI: Penalizes Mukesh Ambani, RIL for “fraudulent, manipulative trades” carried in 2007