Rulings
SEBI: Clarifies on exemption from open-offer for acquiring shares in case of family trust
SEBI: Restrains Promoters, other entities from market, for indulging in ‘cynical’ manipulation of Co.’s shares
SEBI: Imposes Rs. 48-lakh penalty on Co., others for fraudulent migration to NSE Main Board
SEBI: Bars JM Financial from acting as lead manager for public issues of debt securities
SEBI: Slaps Rs. 10-lakh penalty on individual, his proprietorship firms for involvement in IPO fraud
SEBI: Issues confirmatory-order against Brightcom Group; Bars CMD from holding KMP, suggests ED probe
SEBI: "Director's position comes with responsibility"; Debars Co., Directors for non-compliance with public-issue norms
SEBI: Slaps Rs. 7.75 cr. penalty on Co., Directors for accounting manipulation, fund diversion, fraudulent trade practices
SEBI: Slaps Rs. 20 lakh penalty on broker, its Directors for jeopardising investors' interest
HC: Saves century-old Calcutta Stock Exchange from derecognition; Directs it to establish clearing-corporation