Rulings
SEBI: Allows Director’s settlement application against charges of announcing amalgamation without knowing facts
SAT: Disgorgement proceedings initiated by SEBI post final-order, abuse of process, barred by res judicata
SAT: Cannot entertain SEBI’s plea seeking order reconsideration absent exceptional ground
SAT: Bagging of contract, a ‘material event’; Upholds insider-trading charges against company’s MD
SEBI: Penalizes Titan employee for non-compliance with insider-trading norms, “ignorance of law no excuse”
SAT: Affirms SEBI order imposing penalty for failing to wind-up scheme as per VCF Regulations
SAT: SEBI’s opinion to conduct enquiry, no ‘order’, not appealable
SEBI: Bars Company, its Directors from market, for publishing inflated, misleading financial results
SEBI: Penalizes Fortis Healthcare for several LODR violations pertaining to NCDs
SAT: Reprimands SEBI for non-consideration of comprehensive complaint filed on SCORES platform